Full text of WATERMARK SECURITIES, INC.'s X-17A-5/A filed 2025-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Watermark Securities, Inc.** Report in Accordance with Rule 17a-5(e)(4) Year Ended December 31, 2023 {1}------------------------------------------------ ### Watermark Securities, Inc. ### Contents | Facing Page to Form X-17 A-5 | 2A | |---------------------------------|-----| | Affirmation of Officer | 2B | | Independent Accountant's Report | 3-4 | | Form SIPC-7 | 5-6 | {2}------------------------------------------------ PUBLIC **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| | 8-43902 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_ 1\_/1\_/\_2\_3 \_\_\_ AND ENDING \_\_\_ 1\_2\_!\_3\_ 1!\_2\_3 \_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_ w\_a\_te\_r\_m\_a\_r\_k\_S\_e\_c\_u\_r\_it\_ie\_s\_,\_l\_n\_c\_. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): IZl Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 900 Third Avenue (No. and Street) New York New York (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10022 (Zip Code) Michael Link 212-451-1187 mlink@zweig-dimenna.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BOO USA, P.C. (Name - if individual, state last, first, and middle name) 200 Park Avenue New York New York 10166 (Address) (City) (State) (Zip Code) 10/8/2003 243 **FOR OFFICIAL USE ONLY (PCAOB Reg;,u,uoa N,mbec,** ;f **applkable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {3}---------------------------------…Read the full text as markdown