Full text of WATERMARK SECURITIES, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Watermark Securities, Inc.** Report in Accordance with Rule 17a-5(e)(4) Year Ended December 31, 2022 {1}------------------------------------------------ # Watermark Securities, Inc. ## Contents | Facing Page to Form X-17A-5 | 2A | |---------------------------------|-----| | Affirmation of Officer | 2B | | Independent Accountant's Report | 3-4 | | Form SIPC-7 | 5-6 | {2}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** PUBLIC CFR 240.17a-S(e)(l)(ii), if applicable. | SEC FILE NUMBER | | |-----------------|--| | 8-43902 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ____<br>___<br>1_/1_/_2_2 | ___<br>AND ENDING | __<br>_<br>1_2/_3_1_/2_2 | | | | |---------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|--------------------------------------------------|-----------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | __<br>NAME OF FIRM: | _______________<br>W_a_te_r_m_a_r_k_S_e_c_u_r_it_ie_s_, _ln_c_.<br>_ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[XI Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 900 Third Avenue<br>(No. and Street) | | | | | | | | | | | | | | | New York<br>(City) | New York<br>(State) | | 10022<br>(Zip Code) | | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 212-451-1187<br>Michael Link | | | mlink@zweig-dimenna.com | | | | | (Name) | | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | | BOO USA, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | 100 Park Avenue | New York | New Yo…Read the full text as markdown