Full text of WATERMARK SECURITIES, INC.'s X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2024 FILED PURSUANT TO RULE 17a-5(e)(3) AS A PUBLIC DOCUMENT {1}------------------------------------------------ | Contents | | |----------|--| |----------|--| | Facing Page to Form X-17A-5 | 2A | |---------------------------------------------------------|-----| | Affirmation of Officer | 2B | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-9 | {2}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL<br>0MB Number: 3235-0123 | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-------------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response:<br>12 | | | | PUBLIC | ANNUAL REPORTS | | | | | | | FORM X-17 A-5 | | SEC FILE NUMBER | | | | | PART Ill | | 8-43902 | | | | | | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING | ____<br>___<br>1_/_1/_2_4 | AND ENDING | ___<br>___<br>_<br>12_/_3_1/_2_4 | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | Watermark Securities Inc. | | | | | | NAME OF FIRM: | -------------------------------- | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | IXl Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 900 Third Avenue | | | | | | | {No. and Street) | | | | | | New York | New York | | 10022 | | | | {City) | {State) | {Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael Link | mlink@zweig-dimenna.com<br>212-451-1187 | | | | | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Berkower LLC | | | | | | | {Name - if individual, state l…Read the full text as markdown