Full text of ACQUEST SECURITIES LLC's X-17A-5 filed 2021-01-27 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** **hoursper response..—12.00 ANNUAL AUDITED REPORT FORM X- 17A-5 PART III** **OMB APPROVAL OMB Number. 3235-0123 Expires: October 31,2023 Estimated average burden** # SEC RLE NUMBER **<sup>8</sup>-44071** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section <sup>17</sup> of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | Securities | Exchange<br>of<br>1934<br>and Rule<br>Act | 17a-5<br>Thereunder | | | | |-------------------------------------------------------------------|---------------------------------------------------------------------|----------------------------------|--------------------------------|--|--| | REPORT FOR THE PERIOD BEGINNING01/01/2020 | | | AND ENDING12/31/2020 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Acquest | Securities<br>LLC<br>, | | OFFICIAL<br>USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | Ella<br>3039<br>Lee<br>Lane | | | | | | | | (No. and Street) | | | | | | Houston | TX | | 77019 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO<br>Sheldon Stoughton | | CONTACT IN REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone Number) | | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained | | in this Report* | | | | | Phillip<br>V<br>George<br>PLLC<br>, | | | | | | | | (Name -if individual, state last, first, middle name) | | | | | | CR<br>5179<br>1026 | Celeste | TX | 75423 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | J<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL<br>USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on asthe basis forthe exemption. See Section <sup>240</sup>***.***I7a-5(e)(2)* **Potential persons who are to respond to the collection of informationcontained in thisformare not required to respond SEC unlesstheformdisplays<sup>a</sup> currently valid…Read the full text as markdown