Full text of ACQUEST SECURITIES LLC's X-17A-5 filed 2025-02-04 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | |-------------------| | FORM<br>X-17A-5 | | PART<br>III | | OMB Number: 3235-0123 | | |---------------------------|--| | Expires:Nov. 30,2026 | | | Estimated average burden | | | hours per response:<br>12 | | SEC FILE NUMBER # 8-44071 **FACING PAGE Information Required Pursuant to Rules <sup>17</sup>a-5,17a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING <sup>01</sup>/01/<sup>2024</sup> <sup>12</sup>/31/<sup>2024</sup> AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Acquest Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>C</sup><sup>3</sup> Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do not use <sup>a</sup> <sup>P</sup>.O. box no.) NAME OF FIRM: | | (No. and Street) | | | | |--------------------------------------------------|---------------------------------------------------|----------------------------|-------------------------------------------|--| | Houston | TX | | 77019 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH | REGARD TO THIS FILING | | | | | Sheldon<br>Stoughton | 917-860-2084 | sstoughton@acquestadvisors | .com | | | | | | (Email Address) | | | (Name) | (Area Code -Telephone Number) | | | | | INDEPENDENT PUBLIC ACCOUNTANT | B. ACCOUNTANT IDENTIFICATION<br>whose reports are | contained in this filing* | | | | Phillip<br>V,George,<br>PLLC | (Name -if individual, state last,first,and | middle name) | | | | 5179<br>CR<br>1026 | Celeste | | | | | (Address) | (City) | TX<br>(State) | 75423<br>(Zip Code) | | | 02/24/2009 | | 3366 | | | | (Date of Registration with PCA0B)(if applicable) | | | (PCAOB Registration Number,if applicable) | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are notrequired to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}---------…Read the full text as markdown