Full text of ACQUEST SECURITIES LLC's X-17A-5 filed 2024-01-19 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL<br>REPORTS | |-------------------| | FORM<br>X-17A-5 | | PART<br>III | **OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12** | SEC FILE NUMBER | | |-----------------|--| | 8-44071 | | **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5,17a-12, and <sup>18</sup>a-7under the Securities Exchange Act of <sup>1934</sup>** | FILING FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | | |-------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------|-------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Acquest<br>Securities,<br>NAME OF FIRM: | LLC | | | | | TYPE OF REGISTRANT (check all<br>H<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | applicable boxes):<br>Security-based swap dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | (Do not use a P.O. box | no.) | | | | Ella<br>3039<br>Lee<br>Lane | | | | | | | (No. and Street) | | | | | Houston | | TX | 77019 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sheldon<br>Stoughton | 917-860-2084 | | sstoughton@acquestadvisors<br>.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT<br>Phillip<br>V.<br>George,<br>PLLC | whose reports are contained | in this filing* | | | | | (Name -if individual, state last,first,and middle name) | | | | | 5179 CR 1026 | Celeste | | TX<br>75423 | | | (Address) | (City) | (State) | (Zip Code) | | | 02/24/2009 | | 3366 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if applicable) | | | * | FOR OFFICIAL USE | ONLY | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are torespond tothe collection of informationcontainedinthisformare notrequiredtor…Read the full text as markdown