Full text of ACQUEST SECURITIES LLC's X-17A-5 filed 2022-01-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART III** OMB Number 3235-0123 Expires:Oct.31,2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-44071** **FACING PAGE Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and <sup>18</sup>a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD <sup>01</sup>**/**01/<sup>2021</sup> **<sup>12</sup>/31/<sup>2021</sup>** BEGINNING AND ENDING **MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Acquest Securities, LLC** NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): B Broker-dealer Security-based swap dealer Major security-based swap participant **Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> <sup>P</sup>.O. box no.) **3039 Ella Lee Lane** (No.and Street) **Houston Texas 77019** (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING **Sheldon Stoughton <sup>917</sup>-860-<sup>2084</sup> sstoughton@acquestadvisors.com** (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **Phillip V. George, PLLC** (Name-if individual,state last,first,and middle name) **5179 CR 1026 Celeste TX 75423** (Address) (City) (State) (Zip Code) **02/24/2009 3366** (Date of Registration with PCAQB)(if applicable) (PCAOB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \*Claims for exemption from the requirement that theannual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of theexemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond tothe collectionof Informationcontainedinthisformare notrequiredtorespond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | Sheldon<br>Stoughton<br>, swear (or affirm) that,to the best of my knowledge<br>and belief,the | |----|------------------------------------------------------------------------------------------------------------------------------------| | | Acquest Securities,<br>LLC<br>financial report perta…Read the full text as markdown