Full text of ACQUEST SECURITIES LLC's X-17A-5 filed 2023-02-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART III** | hours per response: | 12 | |---------------------|----| | SEC FILE NUMBER | | | 8-44071 | | **FACING PAGE** | Information Required Pursuant to | Rules 17a-5, 17a-12, and | | | 18a-7 under the Securities Exchange Act of 1934 | |---------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|-------------------------|--------------------------------|-------------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | | 12/31/2022 | | | | MM/DD/YY | AND ENDING | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Securities,<br>Acquest<br>of<br>name<br>FIRM: | LLC | | | | | all<br>applicable<br>TYPE OF REGISTRANT (check<br>X<br>Broker-dealer<br>Security-based<br>Check here if<br>respondent is also an OTC derivatives dealer | boxes):<br>swap<br>dealer | Major<br>security-based | swap | participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do | not<br>use | a P.O. box<br>no.) | | | | 3039<br>Ella<br>Lee<br>Lane | | | | | | | (No. and Street) | | | | | Houston | Texas | | | 77019 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD | TO THIS FILING | | | | | Sheldon<br>Stoughton | 917-860-2084 | | | sstoughton@acquestadvisors.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>Phillip<br>V.<br>George,<br>PLLC | reports<br>contained<br>are | in<br>this | filing* | | | (Name -if | individual, state last, first, and middle name) | | | | | 5179<br>CR<br>1026 | Celeste | | TX | 75423 | | (Address) | (City) | | (State) | (Zip Code) | | 02/24/2009 | | | 3366 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if | applicable) | | * Claims for exemption | FOR OFFICIAL USE ONLY<br>from the requirement that the annual reports be covered by the reports | | | of an independent public | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.…Read the full text as markdown