Full text of SUSQUEHANNA FINANCIAL GROUP, LLLP's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSfATES SECURITlESANDEXCHANGECOMMISSION Washington, O.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden **hourn oerresoonse ...... 12.00** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | 8-44325 | **FACI G PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGJNNING __ | 0<br>_1 /_0_ 1/1_9 _____ | | AND ENDING __ 1_2_/3_1_/_1_9 ___ _ | | | |------------------------------------------------------------------------------------------------|----------------------------------------------------------|---------|------------------------------------------------|--|--| | | MM/DD/VY | | MM/DDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: SUSQUEHANNA FINANCIAL GROUP, LLLP | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 401 CITY AVENUE, SUITE 220 | | | | | | | | (No. lllld Street) | | | | | | BALACYNWYD | PA | | 19<br>004 | | | | (City) | (Stale) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THlS REPORT<br>ROBERT SACK | | | 610-617-2812<br>{Arca Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contai. ned in this Report*<br>EISNERAMPER LLP | {Name - if lndi1•id11al, state last, first. middle name) | | | | | | | | | | | | | 750 THIRD AVENUE | NEW YORK | NY | 10017 | | | | (Address)<br>CHECK ONE:<br>I ✓I<br>certified Public Accountant | (City) | (State) | (Zip Code) | | | | Public Accountant<br>B<br>Accountant not resident in Uojted States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independenl public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a55(e)(2)* > **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** **SEC 1410 {06·02)** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, ROBERT C SACK…Read the full text as markdown