Full text of SUSQUEHANNA FINANCIAL GROUP, LLLP's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUAL REPORTS FORM X-17A-S PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | **SEC FILE NUMBER** 8-44325 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING <sup>O</sup>**1/01/2023** MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: SUSQUEHANNA FINANCIAL GROUP, LLLP TYPE OF REGISTRANT (check all applicable boxes): **l:!J** Broker-dealer □ Security-based swap dealer □ **Check here if respondent is also an OTC derivatives dealer** □ Major security-based swap participant AND ENDING **12/31/2023** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | (No. and Street) | | | | | |------------------|---------|------------|--|--| | BALA<br>CYNWYD | PA | 19004 | | | | (City) | (State) | (Zip Code) | | | | | | | | | #### PERSON TO CONTACT WITH REGARD TO THIS FILING ## ROBERT SACK 610-617-2812 ROB.SACK@SIG.COM #### **{Name) (Area Code -Telephone Number) (Email Address)** ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• ## PricewaterhouseCoopers LLP | | (Name - if individual, state last, first, and middle name) | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------------------------------| | 300 Madison Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | "<br>10/20/2003 | | 238 | | | of R,g;ru,uoo with PCAOB){;f appHcable) | | | IP<AOB Reg;ru,uoo N,mbe,, ;1 appHcable) | | T | FOR OFFICIAL USE ONLY | | | | | | | I | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and c rcumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not requi…Read the full text as markdown