Full text of SUSQUEHANNA FINANCIAL GROUP, LLLP's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES **AND** EXCHANGE COMMISSION Washington, O.C. 20549 | 0MB APPROVAL | | |------------------------|--| | 0MB Number; 3235-0123 | | | Expires; Oct. 31, 2023 | | | Emmatcd average burden | | | hours per response: 12 | | | | | | | | **ANNUAL REPORTS FORM X-17A-S PART Ill** **SEC FILE NUMBER** 8-44325 FACING PAGE **Information Required Pursuant to Rules l7a-5, 17a-l2, and l8a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1/01/2022** ANO ENDING **12/31/2022** **MM/00/YV** **MM/00/VV** A. REGISTRANT IDENTIFICATION # NAME OF FIRM: SUSQUEHANNA FINANCIAL GROUP, LLLP TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant **D Check here if respondent is also ;rn OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 401 CITY AVENUE, SUITE 220 | | | | | | | |---------------------------------------------------------------------------|----------------------------------------------|-----------------|--|--|--|--| | (No. and Street) | | | | | | | | BALA CYNWYD | 19004 | | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | ROBERT SACK | ROB.SACK@SIG.COM | | | | | | | (Name) | 610-617-2812<br>(Area Code Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | | EISNERAMPER, LLP | | | | | | | | 733 THIRD AVENUE | (Name if ind1v1dual, state last, fim, and middle name)<br>NEW YORK | NY | 10017 | |------------------------------------------------|--------------------------------------------------------------------|----------------------|-------------------------| | (Address) | (City) | (State) | (Zip Code) | | 09/29/2003 | | 274 | | | (<br>of Regis<,a<ioe wi<h PCAOB)(if appl"able( | | """°'<br>(PCAOB Regi | N" mbe<, if a p•icable) | | [ | FOR OFFICIAL USE ONLY | | | | | | | I | **• Claims for exemption from the requirement that the annu�I reports be covered by the repons or an independent public accountant mu�t be supported by a statement of facts and c,rcumst.inces relied on as the basis of the exemption. See 17 CFR i40.17a-S(e)(l)(ii), if applicable.** **Persons who are to res.pond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown