Full text of SUSQUEHANNA FINANCIAL GROUP, LLLP's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED** STATES **SECURITIES AND EXCHANGE** COMMISSION Washington, **D.C.** 20549 > **ANNUAL REPORTS FORM X-17A-5 PART Ill** **0MB APPROVAl OMBNumber: 32l5·0l23 Expires: Ott. 31, 2023 Estimated average burden hours per response: 12** **SE<: file NUMBER** s-44325 **MM/DD/YY** **FACING** PAGE **Information Required Pursuant to Rules 17a-s, 17a•12, and 18a-7 under the Securities E1Cchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ **Ol/ /O "R/J.** *io* AND ENID ING 12/31/202 l **MM/00/'YY** **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ s\_s\_a\_l tAN\_&\_A\_ FI\_\_ \_NAN \_L'O. \_\_ IO\_B.\_LLL\_P \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): lSi Broker-dealer D Security-based swap dealer D Major security-based swap participant **::J Check here if respondent is also an OTC derivatives dealer** ADDIUS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 401 CITY AVENUE, SUITE 220 | | (No. and Street) | | | | |---------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|------------|--| | BALA CYNWYD | PA | | 19004 | | | (Citv) | (State) | | (Zip Code) | | | PERSON TO CONTACTWITl-l REGARD TO THIS FILING | | | | | | ROBERT SACK | 610-617-2812 | ROB.SACK@SIG.COM | | | | (Name) | (Area Code - Telephone Number) | ( Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | EISNERAMPER, LLP | (Name - if individual state last, first, and middle name) | | | | | 733 THIRD AVENUE | NEW YORK | NY | 10017 | | | {Address) | (City) | (State) | (Zip Code) | | | 09/29/2003 | 274 | | | | | (Oate of Re.llstration with PCA081{if applicable) | | (PCAOB Registration Number, 1f applicable) | | | | | FOR OFFICIAL. USE ONLY | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | **accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1){ii), if applicable.** **Persons who are to re5pond to t�e collection of information contained in this form are not require(! to respond unless the- form di-splays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, **ROBERT SACK** swear…Read the full text as markdown