Full text of SUSQUEHANNA FINANCIAL GROUP, LLLP's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNlTEDSTATES SECURITlESANDEXCHANGECOMMJSSION Washington, D.C. 20549** 0MB **APPROVAL** 0MB Number: 3235..Ql 23 **Expires: October 31, 2023** Estimated average burden hours per resoonse ...... 12.00 SEC ALE NUMBER 8-44325 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | | | ---------- | | | |---------------------------------------------------------------------|-----------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | MM/00/YV | | MM/0D/YV | | | | | | | | | | | | | | | | | | FIRM I.D. NO. | | | | | | | | | | (No. and Street) | | | | | | | | | | | | (State) | | | | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | | | | | | NEW YORK | NY | 10017 | | | | (City) | (Slate) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | REPORT FOR THE PERIOD BEGINNING01/01/20<br>401 CITY AVENUE, SUITE 220<br>PA | AND ENDING 12/31/20<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: SUSQUEHANNA FINANCIAL GROUP, LLLF OFFICIAL USE ONLY<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not usc P.O. Box No.)<br>19004<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO COlffACT IN REGARD TO TI-US REPORT<br>610�17-2812<br>B. ACCOUNT ANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if indMdu,I, state last. first, middle name) | | | *\*Claims for exemption from the requirement t/rat the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circmnslances relied on as the basis/or the exemption. See Section 240.J la-5(e)(2)* > **Potential persons who are** *to* **respond to the collectlon of**…Read the full text as markdown