Full text of MISCHLER FINANCIAL GROUP, INC.'s X-17A-5 filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### MISCHLER FINANCIAL GROUP, INC. SEC ID No. 8-48067 #### STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL SCHEDULE As of December 31, 2019 The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ UNJTEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | | | a-48067 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 0_1_/_0_1_/2_0_1_9<br>MM/DO/YY | AND ENDING | 12/31/2019<br>MM/00/YY | |--------------------------------|------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | OFFICIAL USE ONLY | | | | FIRM l.D. NO. | | | | | | (No. and Street) | | | | CA | | 92625 | | (State) | | (Zip Code) | | | | (949) 720-0640 | | | | (Arca Code -Telephone Number) | | | | | | Costa Mesa | CA | 92626 | | (City) | (State) | (Zip Code) | | | | | | | ___ | __<br>A. REGISTRANT IDENTIFICATION<br>Mischler Financial Group, Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1111 Bayside Drive, Suite 100<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name -if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a…Read the full text as markdown