Full text of MISCHLER FINANCIAL GROUP, INC.'s X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MISCHLER FINANCIAL GROUP, INC. (SEC ID No. 8-48067)** # **ANNUAL AUDIT REPORT** **DECEMBER 31, 2025** # **PUBLIC DOCUMENT** Filed Pursuant to Rule 17a-5(e)(3) as a Public Document {1}------------------------------------------------ **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMBAPPROVAL # **ANNUAL REPORTS FORM X-17A-S PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| 8-48067 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ----"-<br>0-"-<br>1/"'-- | 01""'"/2=5'--__ AND ENDING ____ | __<br>1_2_/3_1_/2_5<br>_ | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/0D/YY | | MM/0D/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Mischler Financial Group, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | D Security-based swap dealer<br>~ Broker-dealer | | D Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 19800 MacArthur Blvd., Suite 600 | | | | | (No. and Street) | | | | Irvine | California | | 92612 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Doyle L. Holmes<br>(Name) | (949) 720-0640<br>(Area Code -Telephone Number) | (Email Address) | dholmes@mischlerfinancial.com | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Cropper Accountancy Corporation | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2700 Ygnacio Valley Blvd, Suite 270 | Walnut Creek | California | 94598 | | {Address) | (City) | (State) | (Zip Code) | | March 4, 2009 | | | 3381 | | Tte of Regi~ratioo with PCAOB)lif applirableJ | | | (PCAOB Registrntioo N,mbec, If applirab~JI | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an i…Read the full text as markdown