Full text of MISCHLER FINANCIAL GROUP, INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **MISCHLER FINANCIAL GROUP, INC. (SEC ID No. 8-48067)** ## **ANNUAL AUDIT REPORT** **DECEMBER 31, 2022** ## **PUBLIC DOCUMENT** Filed Pursuant to Rule 17-A-5(e)(3) as a Public Document {1}------------------------------------------------ **PUBLIC** UNITED **STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D,C. **20549** OMII APPROVAL OMII Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17 A-5 PART** Ill SEC FILE NUMBER 8-48067 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ___<br>___<br>0_1_/0_1_/2_2 | ___<br>AND ENDING | __<br>_<br>1_2_/3_1_/2_2 | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|---------------------------------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM:<br>Mischler Financial Group, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>f5t Broker-dealer<br>□ Check here if respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1111 Bayside Drive, Suite 100 | | | | | | | (No. and Street) | | | | | Corona del Mar | California | | 92625 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Doyle L. Holmes | (949) 720-0640 | dholmes@mischlerfinancial.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Cropper Accountancy Corporation | (Name- if Individual, state last, first, and middle name) | | | | | | | | | | | 2700 Ygnacio Valley Road, Suite 270<br>(Address) | Walnut Creek<br>(City) | California<br>(Statel | 94598<br>(Zip Code) | | | | | | | | | March 4, 2009<br>''"""'I<br>r·· | | | 3381<br>(PO.OB RoglstraOoo N~ ,, ff applkable) I | | | of •• ,1,t<atlnn with PCAOBl!lf | FOR OFFICIAL USE ONLY | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown