Full text of MISCHLER FINANCIAL GROUP, INC.'s X-17A-5 filed 2021-04-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### MISCHLER FINANCIAL GROUP, INC. SEC ID No. 8-48067 #### STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL SCHEDULE As of December 31, 2020 The report is filed in accordance with Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. , ... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-48067 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | __<br>___ | | | | |-------------------------------------------------------------------|------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------| | o_1_10_1_12_0_2_o | AND ENDING | __<br>1_2_/3_1_/2_0_2_0 | __<br>_ | | MMIDD/YY | | | | | | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRJNCIPAL PLACE OF BUSINESS: (Do not nse P.O. Box No.) | | FIRM 1.D. NO. | | | | | | | | (No. and Street) | | | | | | | 92625 | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | KMJ CORBIN & COMPANY, LLC | | | | | | | | | | 2855 Michelle Dr., Suite 350<br>Irvine | | | 92606 | | (City) | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Co l \ Q:,, "' i ()._, | A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: MISCHLER FINANCIAL GROUP, INC.<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Natne - if i11divid11al, state last, first, middle na1ne)<br>DAccountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | MM/DD/YY<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(949) 720-0640<br>(Area Code-Telephone Number)<br>CA<br>(State) | *\*Claims for exemption ji'Oln the r…Read the full text as markdown