Full text of MISCHLER FINANCIAL GROUP, INC.'s X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **MISCHLER FINANCIAL GROUP, INC. (SEC ID No. 8-48067)** ### **ANNUAL AUDIT REPORT** **DECEMBER 31, 2024** ### **PUBLIC DOCUMENT** Filed Pursuant to Rule 17a-5(e)(3) as a Public Document {1}------------------------------------------------ *PUBLIC* **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: SEC FILE NUMBER ## **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 01/01/24 | 12/31/24 | |-----------------------------------------------------------------------------------------|----------|----------| | | MM/DD/YY | MM/DD/YY | #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Mischler Financial Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): ܆ Broker-dealer ܆ Security-based swap dealer ܆ Major security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1111 Bayside Drive, Suite 100<br>_____________________________________________________________________________________ | | | | | | |------------------------------------------------------------------------------------------------------------------------------|---------|------------------------------------------------------------|--|------------|--------------------------------------------| | | | (No. and Street) | | | | | Corona del Mar<br>California<br>_____________________________________________________________________________________ | | | | 92625 | | | (City) | (State) | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Doyle L. Holmes<br>_____________________________________________________________________________________ | | (949) 720-0640 | | | dholmes@mischlerfinancial.com | | (Name)<br>(Area Code – Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Cropper Accountancy Corporation<br>_______________________…Read the full text as markdown