METROPOLITAN CAPITAL INVESTMENT BANC, INC. X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of METROPOLITAN CAPITAL INVESTMENT BANC, INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: METROPOLITAN CAPITAL INVESTMENT BANC, INC.
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000944671-19-000017
• CIK: 1449091
• File #: 8-68075
• Material weakness: No
• Auditor: RSM US LLP
• Auditor location: Chicago, IL
• Contact: Jay Presberg
• Phone: 312.640.2304
• Signed by: Frank Novel (President/Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001449091 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N METROPOLITAN CAPITAL INVESTMENT BANC, INC. 9 EAST ONTARIO CHICAGO IL 60611 Jay Presberg 312.640.2304 RSM US LLP One South Wacker Drive Suite 800 Chicago IL 60606 Certified Public Accountant Frank Novel METROPOLITAN CAPITAL INVESTMENT BANC, INC. 12-31-2018 Frank Novel President/Chief Compliance Officer Y

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• X-17A-5 — 2018-03-01
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• X-17A-5 — 2016-02-29
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Original filing on SEC EDGAR (source of record)