METROPOLITAN CAPITAL INVESTMENT BANC, INC. X-17A-5 (2025-04-14) — Broker-dealer annual report

Full text of METROPOLITAN CAPITAL INVESTMENT BANC, INC.'s X-17A-5 filed 2025-04-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # METROPOLITAN CAPITAL INVESTMENT BANC, INC. (a wholly owned subsidiary of Metropolitan Capital Bancorp, Inc.) Statement of Financial Condition December 31, 2024 This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden ho ## ANNUAL REPORTS FORM X-17A-5 PART III | urs per response: | 12 | | |-------------------|----|--| | | | | | SEC FILE NUMBER | | | | | | | 8-68075 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # Metropolitan Capital Investment Banc, Inc. TYPE OF REGISTRANT (check all applicable boxes): NAME OF FIRM: \_\_ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 9 East Ontario | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|------------| | | | | | | Chicago | | | 60611 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Norman Rainey | 312 640 2316<br>nrainey@metcapbank.com | | | | | | (Email Address) | | | (Name) | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Crowe LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 485 Lexington Ave, 11th floor | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09-24-2003 | | 173 | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public claims for exchiption from the leqa statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. displays a currently v…

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