Full text of METROPOLITAN CAPITAL INVESTMENT BANC, INC.'s X-17A-5 filed 2026-04-28 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **METROPOLITAN CAPITAL INVESTMENT BANC, INC.** **(a wholly owned subsidiary of Metropolitan Capital Bancorp, Inc.)** Statement of Financial Condition December 31, 2025 This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68075 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | _______<br>01/01/2025<br>FILING FOR THE PERIOD BEGINNING<br>_<br>MM/DD/VY<br>A. REGISTRANT IDENTIFICATION<br>___<br>NAME OF FIRM:<br>M_e_t_ro_p_o_li_ta_n_c_ap_i_ta_1 _1n_v_e_s_tm_e_n_t_B_a_n_c_, _ln_c_.<br>TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>200 W. Madison St.<br>Suite 3900 | AND ENDING 12/31/2025 | MM/DD/VY | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|---------------------------------------------| | | | | | | | | | | | | | | | ________<br>_ | | | | D Major security-based swap participant | | | | | | | | | | (No. and Street) | | | | Chicago<br>IL | 60606 | | | (City)<br>(State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Frank Novel<br>872 713 2500 | nrainey@metcapbank.com | | | (Name)<br>(Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe LLP | | | | (Name - if individual, state last, first, and middle name) | | | | 485 Lexington Ave, 11th floor<br>New York | NY | 10017 | | (Address)<br>(City) | (State) | (Zip Code) | | 09-24-2003 | 173 | | | FOR OFFICIAL USE ONLY | | I PCAOB R,g;st,afoo N,mbec, ff appHcable) I | accountant must…Read the full text as markdown