Full text of METROPOLITAN CAPITAL INVESTMENT BANC, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # METROPOLITAN CAPITAL INVESTMENT BANC, INC. (a wholly owned subsidiary of Metropolitan Capital Bancorp, Inc.) Statement of Financial Condition December 31, 2019 This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES SECURl11ESAND EXCHA>"'IGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hoursperresnonse ...... 12.ool ## ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll | SEC FILE NUMBER | |-----------------| | 8-68075 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | ____<br>0_1_/_0_1 /_1_8_<br>MMIDD/YY | AND ENDING | __<br>___<br>_<br>12_/_3_1 /_1_8<br>MM/DD/YY | | |----------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|----------------------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Metropolitan Capital Investment Banc, Inc. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D.NO. | | | 9 East Ontario | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60611 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Jay Presberg | | | 3126402304<br>(Area Code~ Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>RSM US LLP | | | | | | | (Name - if individual, state fast, first, middle name) | | | | | One South Wacker Drive, Ste 800 Chicago | | IL | 60606 | | | (Address) | {City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I./<br>!certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*C/ain1s for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant n1ust be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Sec…Read the full text as markdown