Full text of METROPOLITAN CAPITAL INVESTMENT BANC, INC.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # METROPOLITAN CAPITAL INVESTMENT BANC, INC. (a wholly owned subsidiary of Metropolitan Capital Bancorp, Inc.) Statement of Financial Condition December 31, 2023 This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-68075 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_0\_1\_/0\_1\_/\_2\_0\_2\_3 \_\_ AND ENDING **\_1\_2\_/3\_1\_/\_2\_02\_3 \_\_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_M\_e\_t\_ro\_p\_o\_l\_it\_a\_n\_C\_a\_p\_i\_ta\_l\_ln\_v\_e\_s\_t\_m\_e\_n\_t\_B\_a\_n\_c\_,\_l\_n\_c. \_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): [!I Broker-dealer O Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 9 East Ontario | | | (No. and Street} | | | | |----------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|------------------------------|------------|------------------------| | Chicago | | | IL | | 60611 | | (City) | | (State) | | (Zip Code} | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Norman Rainey | | 312 640 2316 | | | nrainey@metcapbank.com | | (Name) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 485 Lexington Ave, 11th floor New York | | | | NY | 10017 | | (Address) | | (City) | | (State) | {Zip Code) | | 09-24-2003 | | | | 173 | | | l"'<br>of••~••""•" wH,, PCA<lB)(O appHrableJ | | | | | | | | | | | | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and cir…Read the full text as markdown