Full text of LEIGH BALDWIN & CO., LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENTS ### LEIGH BALDWIN & CO., LLC DECEMBER 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |----------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>I 2 | | | SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 8-48385 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING __ 0_1_I0_1_I2_0_2_1 ___ | | AND ENDING _ | I3<br>1<br>_2<br>_1<br>_<br>_ | __<br>12_0_2<br>1<br>_<br>_<br>_ | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|-------------------------------|--------------------------------------------|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM : | __________________________<br>Leigh Baldwin & Co., LLC | | | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>□ Security-based swap dealer<br>IXl Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 112 Albany Street | | | | | | | | (No. and Street) | | | | | | Cazenovia | New York | | 13035 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Chelsea Dodson | 315-734-1410 | | cdodson@leighbaldwin.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Dannible & McKee, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 221 S. Warren Street | Syracuse | | NY | 13202 | | | (Address) | (City) | | (State) | (Zip Code) | | | 11/25/2003 | | 528 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports…Read the full text as markdown