Full text of LEIGH BALDWIN & CO., LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 nuD. • 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated **average burden** hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART Ill | SEC FILE NUMBER | | |-----------------|--| | 8-48385 | | MM/DD/VY ### FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/VY **A. REGISTRANT** IDENTIFICATION NAME OF FIRM: Leigh Baldwin & Co. LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant AND ENDING 1213112025 **ADDRESS** OF **PRINCIPAL** PLACE OF **BUSINESS: {Do not use a P.O. box** no.) 112 Albany Street | | (No. and Street) | | |----------------------------------------------|------------------------------|------------------------| | Cazenovia | NY | 13035 | | (City) | (Statel | ~Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Leigh Baldwin | 315-655-2964 | leigh@leighbaldwin.com | | (Name) | (Area Code-Telephone Number) | (Email Addres">) | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## RW Group, LLC | | (Name - if individual, ">late last, first, and middle name) | | | |---------------------------------------|-------------------------------------------------------------|----------|-----------------------------------------| | 114 Cambridge Road | Landenberg | PA | 19348 | | (Address) | (City) | (State I | (l ip Code) | | 02/23/2010 | | 5020 | | | (Date of Re istration with PCAOB if a | licable | | PCAOB Re i\$tration Number if a licable | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual repons be covered by the repons of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(ll(iil, if applicable. **Persons who are to respond to the collection of Information contained** In **this form are not required to respond unless the form displays** • **currently valld 0MB control number.** {1}------------------------------------------------ ### OATH OR AFFIRMATION I, \_L\_e1.;;..gh\_B\_a\_1dwl\_n \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_, swear (or affirm) t…Read the full text as markdown