Full text of LEIGH BALDWIN & CO., LLC's X-17A-5/A filed 2025-04-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | SEC FILE NUMBER 8-48385 #### **FACING PAGE** **Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** AND ENDING 1213112024 MM/DD/VY **A. REGISTRANT IDENTIFICATION** MM/DD/YY NAME oF FIRM : Leigh Baldwin & Co., LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 112 Albany Street | | (No. and Street) | | |----------------------------------------------|--------------------------------|------------------------| | Cazenovia | NY | 13035 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Leigh Baldwin | 315-655-2964 | leigh@leighbaldwin.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fil ing\* # RW Group, LLC | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 114 Cambridge Road | Landen berg | PA | 19348 | | (Address) | (City) | (State) | (Zip Code) | | 02/23/2010 | | 5020 | | | te of Reglmatloc with PCAOB)(if appllrnble)<br>r | | | (PCAOB Reg)st<atioo N,mb,,, if applkable)I | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ ic accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l?a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Leigh Baldwin…Read the full text as markdown