Full text of LEIGH BALDWIN & CO., LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-48385 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/O 112024** MM/DD/VY AND ENDING 1213112024 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM : Leigh Baldwin & Co., LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 112 Albany Street (No. and Street) Cazenovia **NY** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 13035 (Zip Code) Leigh Baldwin 315-655-2964 leigh@leighbaldwin.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RW Group, LLC (Name - if individual, state last, first, and middle name) 114 Cambridge Road Landen berg PA (Address) (City) (State) 02/23/2010 5020 19348 (Zip Code) **rte of Reg;st,atloa w;th PCAOB)(lf appUcable) FOR OFFICIAL USE ONLY (PCAOB ReglsUaUoa Nombe,, ;f appUcable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ___<br>__<br>I, _L_e!g_h_B_a_ld_wi_n<br>_<br>_<br>_ | ___<br>_ | __<br>_ _, swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------|----------|-----------------------------------------------------------------------------------| | financial report pertaining to the firm of Leigh Baldwin & Co., LLC | | as of | | 12/31 | 2~, | is true and correct. I further swear (or affirm) that neither the company nor any | part…Read the full text as markdown