Full text of LEIGH BALDWIN & CO., LLC's X-17A-5 filed 2023-04-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **FINANCIAL STATEMENTS** ### **LEIGH BALDWIN & CO., LLC** **DECEMBER 31, 2022** {1}------------------------------------------------ omb approval UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31. 2023 Washington, D.C. 20549 Estimated average burden hours per response: ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-48385 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM Leigh Baldwin & Co. LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 112 Albany Street (No. and Street) 13035 Cazenovia NY (Zip Code) (State) (Citv) PERSON TO CONTACT WITH REGARD TO THIS FILING 315-655-2964 Chelsea Dodson cdodson@leighbaldwin.com (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RW Group LLC (Name - if individual, state last, first, and middle name) 400 Old Forge Lane, Suite 401 Kennett Square PA 19348 (State) (Address) (City) (Zip Code) 02/23/2010 5020 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the I, Chelsea Dodson as of financial report pertaining to the firm of Leigh Baldwin & Co, LLC 12/31 . 2022 . , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. HARRY R, TRUDEAU Notary Public, State of New York No.01TR5081391 / Qualified in Madison Count…Read the full text as markdown