Full text of WINKLEVOSS INSURANCE AGENCY, LLC's X-17A-5 filed 2019-08-29 (period 2019-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## WINKLEVOSS INSURANCE AGENCY, LLC *FINANCIAL STA TEMENTS AND OTllER INFORMATION* *JUNE 30, 2019* {1}------------------------------------------------ UNIH !DSTATl!:S SECUIUTll<:SAND RXCIIANGJ<: COMMISSION W11shington, l>.C. 20549 | | OMB APPROVAL | | |--------------------------|---------------------------|--| | OMB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | | hours oar resoonse 12.00 | | ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill SEC FILE NUMBER 8--48544 #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section J 7 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD<br>HGINNING~ | /91/20 18 | AND ENDING 06/30/2019 - | --- | |-------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------|--------------------------------| | | MM/DD/YY | | -<br>MMfDD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME or BROKER-DEALER: Winklevoss Insurance Agency, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (L>o not use P.O. Box No.) | | -------<br>OFFICIAL USE ONLY | | | | | | FIRM l.D. NO. | | Two Greenwich Office Park | | | | | | (No. and Street) | | | | Greenwich | CT | | 06831 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mlcllaol VasHo 203-861·5569 | B. ACCOUNTANT IDENTTFICA'I10N | | (Arc• Code - Telephone Number) | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Lilling & Company LLP | | | | | | (Name - if indivld11a/, slule last, Jirst, mlrldli: mun.:) | | | | 2 Seaview Blvd, Suite 200 | Port Washington | NY | 11050 | | (Address) | -~-<br>(City) | -~-~-~-<br>(State) | (Zip Code) | | CHECK ONB:<br>I.JI<br>a<br>certified Public Accountant<br>Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | •Cf *aims for exemption from tire l'eq11irement* //101 *the annual repol'I be covered* by *the opinion of an independent public accountant* 11111s1 *be suppol'ted by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.* J *7a-5(e}(2)* > Potential person s who are to respond to the collectlon of Information containe…Read the full text as markdown