Full text of WINKLEVOSS INSURANCE AGENCY, LLC's X-17A-5 filed 2023-09-21 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--| | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5<br>PART Ill | | | 48544 | | | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 07/01/2022 | | | | AND ENDING 06/30/2023 | | | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAMEoFFIRM: Winklevoss Insurance Agency, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | | □ Major security-based swap participant | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | Two Greenwich Office Park | | (No. and Street) | | | | | | | | | 06831 | | | Greenwich<br>(City) | | CT<br>(State) | | (Zip Code) | | | | | | | | | | | | | | mlctulol.vaslle@winklevo11consullanls.com | | | | | 2038615569<br>(Area Code -Telephone Number) | (Email Address) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Michael Vasile<br>(Name) | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | Lilling & Company LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | Two Seaview Blvd, Suite 200 | | Port Washington | NY | 11050 | | | | | (City) | (State) | (Zip Code) | | | (Address)<br>3/31/2009<br>(Date of Registration with PCAOB)(lf applicable) | | | 3480 | (PCAOB Registration Number, if applicable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown