Full text of WINKLEVOSS INSURANCE AGENCY, LLC's X-17A-5 filed 2020-08-28 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *FINANCIAL STATEMENTS AND OTHER INFORMATION* *JUNE 30, 2020* {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 202() Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER B-48544 #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Ruic 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING | 07/01/2019<br>~~~~~~~~~~- | AND ENDING | 06/30/2020 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------------|--------------------------------| | | MMIDDIYY | | M WD D IY Y | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Winklevoss Insurance Agency, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | FIRM l.D. NO. | | Two Greenwich Office Park | | | | | | (No. end StTcct) | | | | Greenwich | CT | | 06831 | | (Chy) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Vaslo 2038615569 | | | | | | B. ACCOUNT ANT IDENTIFICATION | | (Arca Code - Telephone Number) | | | | | | | Lilling & Company LLP | | | | | | (Name - if /11df1•/d11al, state /aSI, first, middle name) | | | | 2 Seaview Blvd, Suite 200<br>(Address) | Port Washington<br>(City) | NY<br>(State) | 11050<br>(Zip Code) | | | | | | | | | | | | ./<br>l<br>lcertified Public Accountant | | | | | OPublic Accountant | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is containedl in this Report•<br>CHECK ONE:<br>DAccountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | *"Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240. /7a-5(e)(2)* > Potential persons who are to respond to the colloctlon of Info rmation co nteined In this form are not required to respond unless the form d lsplays a currently valid OMB control number. SEC 1410 (11-05) {2}-------------------------…Read the full text as markdown