Full text of WINKLEVOSS INSURANCE AGENCY, LLC's X-17A-5 filed 2022-09-22 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 48544 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/01/2021** MM/DD/VY AND ENDING **06/30/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME FFIRM: Winklevoss Insurance Agency, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) Two Greenwich Office Park (No. and Street) Greenwich CT 06831 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael Vasile 2038615569 mvasile@winklevoss.com {Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** IN DEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Lilling & Company LLP {Name - if individual, state last, first, and middle name) 2 Seaview Blvd, Suite 200 Port Washington NY 11050 (Address) (City) (State) (Zip Code) 3/31/2009 3480 'l'" of Regi~rat;on with PCAOB)lif appllcablel **FOR OFFICIAL USE ONLY** (PCAOB Registration N,mbec, ff applicable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(II), If applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Howard Winklevoss | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------|--|-----------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|--| | | | | as of | | | 6/30 | | is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | | 2~<br>financial report pertaining to th…Read the full text as markdown