Full text of WINKLEVOSS INSURANCE AGENCY, LLC's X-17A-5 filed 2021-09-02 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### Wll'iKLEYOSS INSURANCE AGENCY, LLC ,Ff,\ '...f.NCIAL *ST..J TEillESTS* A.\'D OTHER f\'FOR,\.JATION *Jl'\'E 30, 2021* {1}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-48544 ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | AND ENDING<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: Winklevoss Insurance Agency, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | MM/DD/YY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO.<br>06831 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | (Area Code - Telephone Number) | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | (Name - if individual, state last, first, middle name) | | | Port Washington<br>NY | 11050 | | | (Zip Code) | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | FOR OFFICIAL USE ONLY | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(State) | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) SEC 1410 (11-05) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIR:\1ATIO"\ | --------<br>I Howard Winklevoss | __ ,swear (or affirm) that, to the best of | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown