Full text of J. ALDEN ASSOCIATES, INC.'s X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # SEC FILE NUMBER 8-48938 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | MM/DD/YY | | MM/ DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | NAME OF BROKER-DEALER: J Alden Associates Inc<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>261 Old York Road Suite 837 | | OFFICIAL USE ONLY | | | | FIRM I.D. NO. | | | | | | (No. and Slrcct) | | | | | | | | (Slate) | | | | | | (215) 572-8700 | | | | (Area Code - Telephone Number) | | | | | | | | | | Bala Cynwyd | PA | 19004 | | (Cily) | (Sia le) | (Zip Code) | | FOR OFFICIAL USE ONLY | | | | | REPORT FOR THE PERIOD BEGINNING01/01/2020<br>PA | AND ENDING 12/31/2020<br>A. REGISTRANT IDENTIFICATION<br>19046<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if i11divid11a/, .<l(I/C la.,1, .first. middle !lame)<br>Accountant not resident in United States or any of its possessions. | *must be supported by a statement o.ffacts and circumstances relied on as the basis/or the exemption. See Section 240. I 7a-5{e)(2)* Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFJRMA TION** 1, \_P\_et\_e\_r A\_E\_ng\_e\_lb\_a\_ch \_\_\_\_ \_ \_ \_\_\_\_\_\_\_\_\_\_\_\_ , swear (or affirm) th…Read the full text as markdown