Full text of J. ALDEN ASSOCIATES, INC.'s X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill r ,. ';f ;• ·; ,. 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-48938 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a112, and 18a-7 under the Securities Exchange Act of 1934 L-, FILING FOR THE PERIOD BEGINNING 1/1/2024 AND ENDING 12/31/2024 MM/0D/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **\_\_\_\_\_\_ J\_.\_A\_l\_d\_e\_n\_A\_s\_s\_o\_c\_la\_te\_s\_,\_l\_nc\_.** \_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check alt applicable boxes): I}{] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 37 West Avenue, Suite 201 Wayne (City) (No. and Street) **PA** (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 19087 (Zip Code) Carol Ann Kinzer 678-525-0992 cki nzer@brokerageconsultlng.com (Name} (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in thls filing\* Romeo & Chiaverelli, LLC One Bala Ave, Suite 234 (Address) 9/1/2009 (Name - if lndlvidual, state last, first, and middle name) Bala Cynwyd (City} 3721 **PA** (State) **19004** (Zip Code) (Date of Registration with PCAOB)(if applicable} (PCAOB Registration Number, If appllcable) **FOR OFFICIAL USE ONLY** \* Claims **for** exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(II), If applicable. **Persons who are to respond to the collection of Information** contained In **this form are** not **required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR **AFFIRMATION** | ------------------~<br>Lee Calfo<br>t, | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the fir…Read the full text as markdown