Full text of J. ALDEN ASSOCIATES, INC.'s X-17A-5 filed 2026-04-21 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: 3235-0123 Nov. 30, 2026 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8- 48938 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 1/1/2025 | | | 12/31/2025 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: _______________________________________________________________________ | J. Alden Associates, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>Broker-dealer<br>Security-based swap dealer<br>□<br>□<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□ | | | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 37 West Avenue, Suite 201<br>_____________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | Wayne | PA | | 19087 | | | | (City) | _____________________________________________________________________________________<br>(State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carol Ann Kinzer | 678-525-0992<br>ckinzer@brokerageconsulting.com<br>_____________________________________________________________________________________ | | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Romeo & Chiaverelli, LLC<br>_____________________________________________________________________________________ | | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | One Bala Ave, Suite 234<br>___________________…Read the full text as markdown