Full text of J. ALDEN ASSOCIATES, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill SEC FILE NUMBER **8-48938** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_O\_l\_/O\_l\_/\_20\_2\_2 \_\_\_ AND ENDING \_\_ 1\_2/\_3\_1\_/2\_0\_2\_2 \_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ J\_.\_A\_ld\_e\_n\_A\_ss\_o\_c\_ia\_t\_e\_s,\_l\_n\_c\_. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): CZ Broker-dealer Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 37 West Avenue, Suite 301 (No. and Street) Wayne PA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Carol Ann Kinzer 678-525-0992 (Name) (Area Code -Telephone Number) **B. ACCOUNTANT IDENTIFICATION** (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Romeo & Chiaverelli, LLC (Name - if individual, state last, first, and middle name) One Bala Avenue, Suite 234 (Address) 9/01/2009 Bala Cynwyd (City) PA (State) 3721 19087 (Zip Code) 19004 (Zip Code) **rte of ReglstcaUoo with PCAOB )(;f applicable] FOR OFFICIAL USE ONLY {PCAOB ReglstcaUoo Norn bee,** If **applicable]** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Le<br>C<br>al<br>fo<br>I,<br>e | , s<br>w | (o<br>af<br>fir<br>)<br>th<br>at<br>, t<br>ea<br>r<br>r<br>m<br>o | th<br>be<br>f<br>st<br>e<br>o | kn<br>le<br>d<br>nd<br>b<br>el<br>ie<br>f,<br>th<br>m<br>y<br>ow<br>ge<br>a | e | |-------------------------------------------------------------------|-------------------------------------------------------------------…Read the full text as markdown