Full text of J. ALDEN ASSOCIATES, INC.'s X-17A-5 filed 2022-03-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ 09/01/2009 3721 **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-48938 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** MM/DD/YY AND ENDING **12/31/2021** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : J Alden Associates Inc TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dea ler D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 37 West Avenue, Suite 201 (N o. and Street) Wayne PA 19087 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Peter A Engelbach 215-572-8700 peter@aldeninvestmentgroup.com (Name) (Area Code - Telephone Number) (Emai l Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Romeo & Chiaverelli, LLC (N ame - if individual, state last, first, and middle name) One Bala Ave, Suite 234 Bala Cynwyd **PA 19004** (Address) (City) (State) (Zip Code) **T" of Reglst,atloo with PCAOB)(lf applicable) FOR OFFICIAL USE ONLY {PCAOB Reglstcatmo Nombec, ,f applicable** I I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Peter A Engelbach | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | | |-------------------------------------------------------------------------------------------------------------------------------------|----------|-----------------------------------------------------------------------------------|-----------------------------------------------------------------------|--|-------| | financial report pertaining to the f…Read the full text as markdown