Full text of NFP ADVISOR SERVICES, LLC's X-17A-5/A filed 2016-02-29 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0001024460 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N We just learned that the Exemption Report needs to be executed by the same individual as the Oath/Affirmation as required by 17a-5(d). Our firm's Exemption Report and Facing Page (Oath/Affirmation) filed on 2/22/2016 were signed off by two different people. We have updated Exemption Report, which is signed by the same person as Oath/Affirmation. NFP ADVISOR SERVICES, LLC 1250 CAPITAL OF TEXAS HWY S. #2-125 AUSTIN TX 78746 Kelly Yin 512-697-6940 Ernst & Young LLP 5 Times Square New York NY 10036-6530 Certified Public Accountant Kelly Yin NFP ADVISOR SERVICES, LLC 12-31-2015 Kelly Yin VP, Controller Y
Read the full text as markdown