KESTRA INVESTMENT SERVICES, LLC X-17A-5/A (2017-03-03) — Broker-dealer annual report

Full text of KESTRA INVESTMENT SERVICES, LLC's X-17A-5/A filed 2017-03-03 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: KESTRA INVESTMENT SERVICES, LLC
• Form: X-17A-5/A
• Filed: 2017-03-03
• Period: 2016-12-31
• Accession: 0001024460-17-000003
• CIK: 1024460
• File #: 8-49672
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: Kelly Yin
• Phone: 512-697-6940
• Signed by: Kelly Yin (VP, Controller)

Document text (excerpt)

X-17A-5/A 0001024460 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N KESTRA INVESTMENT SERVICES, LLC 1250 CAPITAL OF TEXAS HWY S. #2-125 AUSTIN TX 78746 Kelly Yin 512-697-6940 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Kelly Yin KESTRA INVESTMENT SERVICES, LLC 02-28-2017 Kelly Yin VP, Controller Y

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Original filing on SEC EDGAR (source of record)