Full text of KESTRA INVESTMENT SERVICES, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Kestra Investment Services, LLC Statement of Financial Condition December 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MM/DD/YY AND ENDING **12/31 /24** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Kestra Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5707 Southwest Parkway, Building 2, Suite 400 (No. and Street) Austin TX 78735 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Kelly Yin 1-844-553-7872 kelly. yin@kestrafinancial.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 2323 Victory Avenue, Suite 2000 Dallas TX 75219 (Address) (City) (State) (Zip Code) PCAOB#: 42 r te of Reg;,trafo" with PCAOB)(lf appi;cable) FOR OFFICIAL USE ONLY {PCAOB Reglstratloa N,mbec, ;f appUcable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_Jo\_e\_r \_Be\_n\_ne\_tt \_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_ - swear (or affirm) that, to the best of my knowledge and belief, the financial report of 12/31 pertaining to the firm of \_K\_es\_tra\_ rn\_v\_es\_tm\_e\_n\_t S\_e\_rv\_ice\_s\_, \_LL\_C \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ \_\_, as 2024\_, is true and correc…Read the full text as markdown