KESTRA INVESTMENT SERVICES, LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of KESTRA INVESTMENT SERVICES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: KESTRA INVESTMENT SERVICES, LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001024460-20-000002
• CIK: 1024460
• File #: 8-49672
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Dallas, TX
• Contact: Kelly Yin
• Phone: 737-443-2296
• Signed by: Joel Bennett (CFO)

Document text (excerpt)

X-17A-5 0001024460 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N KESTRA INVESTMENT SERVICES, LLC 5707 SOUTHWEST PARKWAY BUILDING 2, SUITE 400 AUSTIN TX 78735 Kelly Yin 737-443-2296 Ernst & Young LLP 2323 Victory Avenue, Suite 2000 Dallas TX 75219 Certified Public Accountant Joel Bennett KESTRA INVESTMENT SERVICES, LLC 12-31-2019 Joel Bennett CFO Y

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• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-04-03
• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-01
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-08
• X-17A-5 — 2018-03-02
• X-17A-5/A — 2017-03-03
• X-17A-5 — 2017-02-28
• X-17A-5/A — 2016-02-29

Original filing on SEC EDGAR (source of record)