Full text of KESTRA INVESTMENT SERVICES, LLC's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Kestra Investment Services, LLC Statement of Financial Condition December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /25** MM/DD/YY AND ENDING 12131125 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Kestra Investment Services, LLC TYPE OF REG ISTRANT {check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 5707 Southwest Parkway, Building 2, Suite 400 (No. and Street) AUSTIN TX 78735 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Kelly Yin 1-844-553-7872 kelly. yin@kestrafinancial.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 2323 Victory Avenue, Suite 2000 Dallas TX 75219 (Address) (City) (State) (Zip Code) **PCAOB** #: **42 r •• of Reg;st,aUon w•h PCAOBJ(;f applkable) FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### OATH OR AFFIRMATION | 1, | Scott Zegers | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------|--------------|----|-----------------------------------------------------------------------------------|-------| | | | | financial report pertaining to the firm of Kestra Investment Services, LLC | as of | | 12/31 | | 2~ | is true and correct. I further swear (or affir…Read the full text as markdown