Full text of CTC, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION CTC,LLC December 31, 2019 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | | | |---------------------------|-----------------|--|--|--| | 0MB Number: | 3235--0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-50758 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/19 | AND ENDING | ~_<br>1_2_/3_1_/1_9 | | |------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|--------------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: CTC, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | | | | FIRM 1.0. NO. | | | 425 S. Financial Place, 4th Floor | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60605 | | | (City) | (State) | | (Zip Code) | | | -----<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>Lisa Pope | | | (312) 863-8012<br>(Area Code - Telephone Number) | | | | B.ACCOUNTANTIDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | RSM US LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | One S. Wacker Drive, Suite 800 Chicago - | --- | IL | 60606 | | | (Address) | (City) | -<br>(State) | (Zip Code) | | | | | | | | | CHECK ONE:<br>Certified Public Accountant | | | | | | §<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.* J *7a-5(e)(2)* > **Potential persons who are to respond to the collectlon of Information contained** In **this f…Read the full text as markdown