Full text of CTC, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION CTC, LLC December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 323S-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-50758 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_\_ 0\_1\_/0\_1\_/\_2\_3 \_\_ AND** ENDING **\_\_\_ 12\_/\_3\_1\_/\_2\_3 \_\_** MM/DD/VY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: CTC, LLC TYPE OF REGISTRANT (check all applicable boxes): l!:l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 425 S. Financial Place, 4th Floor (No. and Street) Chicago IL {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 60605 (Zip Code) Lisa Pope (312) 863-8012 Lisa. Pope@chicagotrad ing .com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports a re contained in th is filing\* RSM US LLP (Name - if individual, state last, frrst, and middle name) 30 South Wacker Drive, Suite 3300 Chicago IL 60606 (Address) (City) (State) (Zip Code) 09/24/2003 49 l" of R,gistrntioc with PCAOB)(if applicable) FOR **OFFICIAL USE ONLY** \* Cl aims for exemption from the requirement that the annual reports be covered by the reports of \_an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){l)(ii), if applicable. Persons who are to respond to the collectlon of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Brett Estell | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | | |--------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown