Full text of CTC, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION CTC, LLC December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expire5: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | | |-----------------|--| | | | | | 01/01122 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>12/31/22 | | |---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | ________ | AND ENDING | ________<br>_ | | | | MM/00/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: CTC, LLC | -------------------------------- | | | | | 1YPE OF REGISTRANT (check all applicable boxes):<br>Ill Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 425 S. Financial Place, 4th Floor | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60605 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Lisa Pope | (312) 863-8012 | | Lisa.Pope@chicagotrading.com | | | (Name) | (Area Code - Telephone Number) | | ( Ema ii Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | (Name- if individual, 5tate last, first, and middle name) | | | | | 30 South Wacker Drive, Suite 3300 | Chicago | IL | 60606 | | | (Address) | (City} | (State) | (Zip Code) | | | 09/2412003 | | 49 | (PCAOB ,,.strat;on N,mbe,, ;f applica••I I | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown