Full text of CTC, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION CTC, LLC December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | IIVUID NGI 160001106 | | |----------------------|--| | | | | SEC FILE NUMBER | | | ·50758 | | | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------|-----------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | CTC, LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Security-based swap dealer<br>V Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 425 S. Financial Place, 4th Floor | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lisa Pope | Lisa. Pope@chicagotrading.com<br>(312) 863-8012 | | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 30 South Wacker Drive, Suite 3300<br>Chicago | | IL | 60606 | | | | (Address) | (City) | | (Zip Code)<br>(State) | | | | 09/24/2003 | | 49 | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | {2}------------------------------------------------ | Frank Bednarz | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of CTC, LLC | as of | | December 31 | 2 021…Read the full text as markdown