CTC, LLC X-17A-5/A (2026-06-11) — Broker-dealer annual report

Full text of CTC, LLC's X-17A-5/A filed 2026-06-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION CTC, LLC December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-50758 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>0_1_/_0_1_/_2_5 __ | AND ENDING | | ___ 12_/_3_1_/_2_5 _<br>_ | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | ----------<br>NAME OF FIRM: CTC, LLC | -<br>- | ------------------ | | - | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 425 S. Financial Place, 4th Floor | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | | 60605 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lisa Pope | (312) 863-8012<br>Lisa.Pope@chicagotrading.com | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 30 South Wacker Drive, Suite 3300 Chicago | | | IL | 60606 | | | (Address) | (City) | | (State) | (Zip Code) | | | 09/24/2003 | | 49 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a stateme…

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