Full text of KOTAK MAHINDRA, INC.'s X-17A-5 filed 2022-05-10 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION MARCH 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | | | Estimated average burden | | hours per response:<br>12 | | Expires: Oct. 31, 2023 | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-51740 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 04/01/2021 | | AND EN DI NG _;0:;:3c;/3"-1=/2=-0:c=2=2=---- | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------------------------------------|--|--|--|--| | | MM/DD/VY | | MM/DD/VV | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | Kotak Mahindra Inc<br>NAME oF FIRM: | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Broker-dealer<br>□ Security-based swap dealer<br>X □ Check here if respondent is also an OTC derivatives dealer | | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 369 Lexington Avenue, 28th Floor | (No. and Street) | | | | | | | | New York | NY | | 10017 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Gijo Joseph | gijo.joseph@kotak.com<br>914-349-1981 | | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Citrin Cooperman & Company LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 290 West MT Pleasant Avenue | Livingston | NJ | 07039 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 11/02/2005 | | 2468 | | | | | | | l''<br>of Reg;~c,t;oo w;th PCAOB)(;f appUcableJ | | | I<br>(PCAOB Reg;rt,,t;oo N,mbec, ;f apphrableJ | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a…Read the full text as markdown