Full text of KOTAK MAHINDRA, INC.'s X-17A-5 filed 2025-05-09 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION YEAR ENDED MARCH 31, 2025 {1}------------------------------------------------ | | ANNUAL REPORTS | | |--|----------------|--| | | FORM X-17A-5 | | | | PART II | | | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | -5714 | | FILING FOR THE PERIOD BEGINNING 04/01/2024 | | AND ENDING 3/31/2025 | | |-----------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------|--------------------------------------------|------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Kotak Mahindra Inc | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | [] Security-based swap dealer __ _ [] Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | Penn 1, Pennsylvania Plaza, Suite 1720 | | | | | | (No. and Street) | | | | New York | NY | | 10119 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Gijo Joseph | 914-349-1981 | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KNAV CPALLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1177 6th Avenue, 5th FL | New York | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | 10/07/2008 | | 2983 | | | (Date of Registration with PCAOB) (if applicable) | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | {2}------------------------------------------------ | Gijo Joseph | | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------…Read the full text as markdown